When discussing the
theory of photography, great merit is accorded to the "index according to
Peirce." Or, inversely, photography is illuminated to such an extent by the
semiotics of the American philosopher that it must be the instance revealing
certain shortcomings of the theory. As the six volumes of Peirce's 1930 Collected
Papers are not readily available, we will cite from the excellent selection
of texts by Justus Buchler in the Philosophical Writings, published by
Dover in 1940. Emphasis is mine.
First and foremost,
photographs as signs are ICONS, that is to say images or resemblances, which,
to the scientist Charles Sanders Peirce, seem "very instructive" and "highly
informative" ; "in certain respects they are exactly like the objects they
represent". However, even faithful iconicity does not at all imply existence
in the Peircean sense. It is a quality captured as a pure possible, as Tone,
a monadic relation, Firstness, the field belonging to artists, according to potential
mood.
But photographs as signs
are also INDEXES, understood in terms of what we have been calling INDICES,
which are linked through physical and causal relations between their objects:
"they are physically forced to corresponds point by point to
nature", and "the fact that it is known to be the effect of the radiations of
the object renders it an index". Peircean indexicality pertains to
Secondness, the domain of the pure event, the Token (mark), to the
action-reaction in a dyadic relation, to "struggle", existence; it is
the field belonging to businessmen, power and education, in accordance with the
imperative or exclamatory mood.
In addition, Peirce
also distinguishes a third category of signs, i.e. SYMBOLS, which suggest a
"law" and which lead to the "argument", to inference, and to the triadic
relation, of which Peirce the logician remarks that they can only be obtained
from monads and dyads, as well as engendering all other types of relations
(tetradic, pentadic and so on). This is the field of Thirdness, of Type,
the field of the scholar. It is therefore Peirce's field, where Reality
stretches out, where objects reticulate into a World thanks to a "fallible"
Inquiry, in accordance with the declarative mood, while meeting the
"pragmaticist" criterion: "I do not reason for the sake of my delight in
reasoning, but solely to avoid disappointment and surprise". Thus, Peirce's God
is real without existing, visible to the eye and heart: "as to God, open
your eyes - and your heart, which is also a perceptive organ - and you see him".
Do photographs partake of Peircean reality? He notes that he privileges
"Dicent Sinsigns", which comprise "weathercocks" but also photographs which, as
he tells us in passing, are a "mode of combination, or Syntax" of iconicity and
indexicality, which "must be also significant".
In any case, with
Peirce it is never the case that this or that sign is wholly an icon, an index,
or a symbol. In the majority of his examples, the same sign can be an icon from
one perspective and an index from another, while being a symbol from yet
another angle, while all of these aspects are in themselves still "of a
peculiar kind," depending on whether other "respects" interact. In brief,
Peircean classifications are directed towards formal objects rather than
material objects in the scholastic sense. This stems from his
"Synechism," or the continuous coherence of all things. Expressing his fondness
for John Duns Scotus, he writes: "I am myself a scholastic realist of a
somewhat extreme stripe".
Peirce agrees that his
semiotics is complicated, and sometimes inextricably so: "It is a nice problem
to say to what class a given sign belongs". But his statistical fallibilism
reassures him: "But it is seldom requisite to be very accurate; for if one does
not locate the sign precisely, one will easily come near enough to its
character for any ordinary purpose of logic".
Let us return to photographs.
They have already been ranked as ICONS. However, this qualification is really
too broad since it not only applies to traditional paintings, ideographs,
diagrams, but also to algebraic equations: "an algebraic formula is an icon" ;
and even to sentences: "the arranÐgement of words in the sentence must serve as
Icons, in order that the sentence may be understood".
In addition, more
serious problems arise when Peirce categorizes photographs among INDEXES. It is
necessary to point out, in order to fully realize the stakes, that French, and
Romance languages in general, differentiate between indices and indexes ö a
distinction which we have tried to preserve in the English version of our text.
According to this differentiation, INDICES are the effects signaling causes,
thereby revealing these causes. As they are non-intentional, INDICES
predominantly travel from the subject towards the object. On the other hand,
INDEXES are caps which, because of their intentionality, start out from the
subject towards the object. In our Philosophy of Photography,
photographs can therefore be defined quite rigorously as possibly indexed
indices. Indicial then refers to the natural and technical aspects
of photonic imprints, while indexical refers to the side of the subject (the
photographer) who chooses his frame, film, lens, developers and prints. In Logiques
de dix langues europénnes, we have offered some explanations as to why
English does not normally differentiate between indices and indexes, and
usually only uses index (and its plural indices).
However, what is most
disturbing is not the fact that, as an English speaker and a logician who
should not have succumbed to this confusion, Peirce covers two divergent
meanings (indices/index) with one word. Rather, what is most striking is that
in the end, Peirce only acknowledges indices (in the sense we have just
explained), which he then groups under the name of index wherever he finds
them. As such, Peircean INDEXES, which are synonymous with our INDICES,
simultaneously cover: 1) indices, such as thunder or imprints, thus also
including photographs; 2) linguistic indexes such as possessive
pronouns ("a possessive pronoun is in two ways an index"), as well as relative
and demonstrative pronouns and quantifiers ("quilibet, quisquam,
quidam"); 3) propositions: "a
Dicisign necessarily represents itself to be a genuine Index, and to be nothing
more", given that "every kind of proposition is either meaningless or has a
real Secondness as its object" ; 4) the names of existent things once they
are uttered or written: "A Replica of the word 'camel' is likewise a
Rhematic Indexical Sinsing, being really affected, through the knowledge of
camels, common to the speaker and auditor, by the real camel it denotes" ; 5) the
uttered or written names of imaginary things: "The same thing is true of
the word 'phþnix'. For although no phþnix really exists, real descriptions of
the phþnix are well known to the speaker and his auditor; and thus the word is
really affected by the Object denoted.".
Accordingly, two
serious flaws arise when dealing with photography: 1) the notion of the
Peircean INDEX (as the INDICIAL) is really too broad as it encompasses
virtually every sign as seen from differing perspectives. 2) Peircean
indiciality ("to be affected by") is often tenuous because it is reduced to a
cerebral action, which is inadequate when considering the physicality of the
photograph. This also instills a gap, because a full consideration of the
tension between indices and indexes would have led Peirce to realize that the
inherent logical operations in the "reading" of photographs illustrates his
third inference remarkably well, i.e. the inference which he calls abduction or
retroduction, in addition to deduction and induction. Finally, allowing a
momentary venture outside the domain of photography, an adequate
differentiation between indexes and indices would undoubtedly have prompted him
to characterize Mathematics, which is one of his major concerns, as the general
coordination of indexes rather than a "method of drawing necessary
conclusions" or the "study of hypothetical states of things," as formulated by
the doctrine of father, the mathematician Benjamin Peirce. In addition, he
would also have realized that Physics is the general coordination of indices
within this general coordination of indexes. However, Peircean Synechism
leads one to reduce indexes to indices. Peirce himself pointed out on numerous
occasions that philosophers invariable prefer coherence over the truth.
One can only wonder why
so many of our contemporaries are so infatuated with the "index according to
Peirce." Even here Peirce the semio-sociologist comes to our aid by underlining
at length that, for reasons of academic conviviality, a vague idea and a white
lie are more lucrative than clear and distinct ideas. It is the same fuzziness
which, in the wake of Roland Barthes's texts, has undoubtedly been enhanced
through things like the "message without code," which is a contradictio in
terminis; through the ça-a-été, the having-been-there, whose
"ça" or present perfect one can hardly locate precisely; through the
"punctum/studium," which the majority of eminent photographers had already
dismissed; through the bombast of "it is Reference, which is the founding order
of Photography," even though indices 'bring' or 'bear,' from the Latin verb ferre,
but do precisely not re-fer, they carry but do not point, they signal
but do not designate unless they have been forged by murderers or thieves and
therefore have become indexes; through the constant mixing of real and reality,
which is the most convenient tool of any photographic aesthetics, while
ignoring the differentiation between Reality and the Real, as well as that
between World and Universe; through the phrase "the thing has been there,"
whereas a photograph so eloquently testifies to the fact that there are so very
few "things," and only instances-states within the general flow of the Universe;
through "unutterable singularities," whereas every singularity is but a
possible or an illusion (of memory) as
Peirce illustrated perfectly in 1868 in his seminal profession of
anti-Cartesian faith entitled Some consequences of four incapacities (later,
Peirce would describe the interpretant-interpreter as "a quasi-mind," "a
person" and "a sop to Cerberus, because I despair of making my own broader
conception understood" ).
One must understand
that our reservations regarding Peirce on the specific theme of photography are
amicable exigencies, since I share, implicitly but always expressly since L'Animal
signé (1980), the fundamental tenet of Peirce as well as Aristotle, that, in
epistemology, one should always start out with the Object in order to reach the
Sign, and not inversely. Even an index, which goes from Sign to Object in a
very near future, travels from Object to Sign in a distant future,
as Peirce already, and rather too strongly, maintained. However, for Saussure,
the contemporary of Emst Mach and the hardliner of the "arbitrariness of the
sign" (following William Dwight Whitney, 1875), the Object slips into the
status of a simple Referent, which one will deal with later, even if it means
one can never recapture it in a truly upside-down epistemology.
Thus, if "indices" are
opposed to "signs" in my Philosophy of Photography, it is only because
of a nominal definition that is capable of emphasizing the sharp contrast between
non-intentional photonic imprints, pictorial intentional touches
and their own equally intentional indexes. This is important when
keeping in mind the differentiation between 'signaling' and 'designating', as
indices signal and all other signs designate. However, it goes without saying
that, as my publication Fundamental Anthropology demonstrates, indices
form part of the order of Signs (fever is the "sign" of an infection, and it
has initiated "semiology"). Signs are even the first movements of the basic
anthropogenic suite of Indices-Indexes-Paintings-Figures. However, even in this
theory of photography, it would perhaps have been better had we continuously
employed the language of my Fundamental Anthropology, no matter how
laborious it may be and regardless of whether it would cause discomfort to some
readers, as with the nominal definitions we advocated forcefully in the second
chapter of this book. The well-trained scientist that he was, Peirce was too
confident to be capable of believing that nominal definitions are always
legitimate, and also occasionally economical.